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How Can S-STEP Research
Contribute to the Enhancement of Civic Responsibility in Schools,
Neighborhoods, and Communities?
Jack Whitehead, University of
Bath, Bath, UK
e-mail edsajw@bath.ac.uk
A presentation in the
session: Becoming Innovative Through Self-Study Research at the 2008 Annual
Conference of the American Educational Research Association, New York, 25-29
March 2008.
Abstract
This
paper meets criticisms of self-study research that it is too individualistic
and cannot contribute to the education of social formations and their
transformation. It shows how self-study researchers' commitment to civic
responsibility can both enhance the learning of social formations and make
original contributions to educational knowledge. The originality is partly in
the use of visual narratives in which some of the self-study researchers use
video to see themselves as others see them in educational relationships. The
explanations of educational influences in learning include the explanatory
power of the values and logics used by the self-study researchers in giving
meaning and purpose to their lives and work in education.
Introduction
I
like the clarity of Noffke's criticism of a living educational approach to
action research:
As vital as
such a process of self-awareness is to identifying the contradictions between
one's espoused theories and one's practices, perhaps because of its focus on
individual learning, it only begins to address the social basis of personal
belief systems. While such efforts can further a kind of collective agency
(McNiff, 1988), it is a sense of agency built on ideas of society as a
collection of autonomous individuals. As such, it seems incapable of addressing
social issues in terms of the interconnections between personal identity and
the claim of experiential knowledge, as well as power and privilege in society
(Dolby, 1995; Noffke, 1991). The process of personal transformation through the
examination of practice and self-reflection may be a necessary part of social
change, especially in education; it is however, not sufficient. ( Noffke, 1997, p. 329)
I shall show how
such criticism can be answered through demonstrating how the enhancement of
civic responsibility in schools, neighborhoods and communities can be
integrated within the generation of living educational theories. I am thinking
of the generation of educational theories in the living boundaries of cultures
in resistance (Whitehead, 2008a) through combining voices in s-step research. (Whitehead,
2008b). In relation to
the exercise of civic responsibility I think that Habermas (2002) is correct in
holding to a proceduralist concept of law in his point about civic autonomy in
the inclusion of the other when he says that the private autonomy of equally
entitled citizens can only be secured insofar as citizens actively exercise
their civic autonomy. (p. 264).
The idea of generating living theories in the
boundaries of cultures in resistance in important is demonstrating the
capability of living
educational theories to address social issues in terms of the interconnections
between personal identity and the claim of experiential knowledge, as well as
power and privilege in society. My understanding of cultures in resistance owes
much to Said (1993) when he writes:
As I use the word, 'culture' means two things in
particular. First of all it means all those practices, like the arts of
description, communication, and representation, that have relative autonomy
from the economic, social, and political realms and that often exist in
aesthetic forms, one of whose principal aims is pleasure. Included, of course,
are both the popular stock of lore about distant parts of the world and
specialized knowledge available in such learned disciplines as ethnography,
historiography, philology, sociology, and literary history..... Second,
and almost imperceptible, culture is a concept that includes a refining and
elevating element, each society's reservoir of the best that has been known and
thought. As Matthew Arnold put it in the 1860s.... In time, culture comes to be
associated, often aggressively, with the nation of the state; this
differentiates 'us' from 'them', almost always with some degree of xenophobia.
Culture in this sense is a source of identity, and a rather combative one at
that, as we see in recent 'returns' to culture and tradition.
(Said, pp. xii-xiv, 1993)
I use the first meaning of culture in my thinking that
living educational theories are making contributions to culture in their flow
through web-space. I think of cultures as living phenomena that are social
constructions sustained by collective actions and communications. By the
'living boundaries of cultures in resistance' I am meaning that that there is
something expressed in the boundary sustained by one culture that is a direct
challenge to something in the other culture. For example, in education there is
a political culture that has been imposing a regime of testing in schools.
There is a professional culture that has been stressing the importance of
creativity. There continues to be tensions in the boundaries of these cultures
where there is a resistance to the influence of the boundary of one culture
with another.
An s-step enquiry using action research
My concern is to engage in an s-step enquiry into improving my practice by answering the question, 'How can s-step research contribute to the enhancement of civic responsibility in schools, neighborhoods, and communities?' The reason that I am concerned about this is that I want to answer a criticism of a living theory approach to action research by showing that it is capable of addressing social issues in terms of the interconnections between personal identity and the claim of experiential knowledge, as well as power and privilege in society.
I share with Jean McNiff a form of action research into living theories in which we can organise our action enquiries and their account in the terms set out in Whitehead (1989) and developed in McNiff and Whitehead (2006) and Whitehead and McNiff (2006):
I have answered these above.
What I can do is to present an evidence-based answer to the
question that shows how
s-step researchers are contributing to the enhancement of civic responsibility
in schools, neighborhoods, and communities? This evidence-based answer below draws on five recently
completed living theory theses at Limerick University, four of which include multi-media
visual narratives to assist with the communication of the meanings of values.
The evidence shows how s-step researchers have generated their living theories
and that they are capable of
addressing social issues in terms of the interconnections between personal
identity and the claim of experiential knowledge, as well as power and
privilege in society. The evidence-based
answer also draws on an inclusional understanding of neighborhood in a doctoral
research programme at Fukuoka University in Japan. This living theory is
supported by multi-media data. The s-step researcher, as an educator in Higher
Education, researches his own practice in developing and implementing a
curriculum for the healing nurse. The evidence-based answer also draws on the
s-step research of a teacher in the practice of community as she develops her
understandings of living community. In the web-based version of this
presentation, you can access the evidence base directly from the urls in the
text and references.
I usually use Habermas' (1976) four criteria of social validity to ensure that my conclusions are fair and accurate. By this I mean that I subject them to peer validation, such as this symposium, in which I ask for critical evaluations in terms of the comprehensibility, the adequacy of the evidence in relation to the claims I make, the explicitness of the assumptions in the normative background I am using, and my authenticity in the sense of showing, with evidence over time in interaction that I believe what I say. In the case of much of the evidence presented below it has the additional critical evaluation of the examination of doctoral degrees. Whilst this is not an absolute safeguard it does tend to strengthen the processes of validation and legitimation.
I explain the significance of my
educational influences in learning in terms of a perspective of inclusionality in living theories in schools, neighborhoods and
communities. The evidence-based explanation shows where new living standards of
judgment for a new epistemology of educational enquiry have been legitimated in
the Academy.
Here is an account of my s-step enquiry into living
theories generated in:
A) Schools
In
answering the question, How Can S-STEP Research Contribute to the
Enhancement of Civic Responsibility in Schools, Neighborhoods, and
Communities?, in
a dynamic relationships between schools, neighborhoods and communities I want
to begin by using the evidence of 5 living theory doctoral theses legitimated
by the University of Limerick over the past two years from s-step researcher
who have been researching in schools:
M‡ir’n Glenn (2006) Working With Collaborative
Projects: My Living Theory Of A Holistic Educational Practice.
Caitriona McDonagh (2007) My Living Theory Of Learning To
Teach For Social Justice: How Do I Enable Primary School
Children With Specific Learning Disability (Dyslexia) And Myself As Their
Teacher To Realize Our Learning Potentials?
Mary Roche (2007) Towards A Living Theory Of Caring
Pedagogy: Interrogating My Practice To Nurture A Critical, Emancipatory And
Just Community Of Enquiry .
Bernie Sullivan (2006) A Living Theory Of A Practice
Of Social Justice: Realizing The Right Of Traveler Children To Educational
Equality .
Margaret Cahill (2007) My Living Educational Theory Of
Inclusional Practice .
What these
theses show is the capability of living theorists to address social issues in
terms of the interconnections between personal identity and the claim of
experiential knowledge, as well as power and privilege in society. Each
self-study researcher has provided a living theory as an explanation of their
educational influence in their own learning, in the learning of others and in
social formations in which they are living and working. Issues of ensuring
equality of educational opportunity are explicitly addressed, for example, in
the work of McDonagh, Roche and Sullivan.
Cahill (2007) demonstrates the significance of
democratic public discourses in the generation of her living theory: The
thesis demonstrates how my embodied values of justice, inclusion and equality
compelled me to develop social and educational practices that included
potentially marginalised children. My living educational theory of inclusional
practice therefore contains within itself a living theory of social justice
premised on the idea that all are equal participants in democratic public
discourses. (Abstract)
Glenn (2006) makes the point: A distinctive feature of my research
account is my articulation of how my ontological values of love and care have
transformed into my living critical epistemological standards of judgment, as I
produce my multimedia evidence-based living theory of a holistic educational
practice. Through working with collaborative multimedia projects, I explain how
I have developed an epistemology of practice that enables me to account for my
educational influence in learning. (Abstract)
In relation to Glenn's influence in terms of power and
privilege in society I draw on Habermas' (1975) ideas about a legitimation
crisis in which dominant forms of power are challenged by new standards of
judgment. By bringing ontological values of love and care into critical standards
of judgment that have been legitimated in the Academy, Glenn has demonstrated
how her living educational theory has become part of a transformatory influence
in establishing new standards of judgment in the Academy.
Having focused on the exercise of the values of civic
responsibility in the generation of living theories from s-step research in
schools, I now want to focus on their generation in relation to neighborhoods
and communities.
B) Neighborhoods
The
shift in perception of researchers like myself who, until 2002, focused on
propositional and dialectical claims to knowledge in s-step research, into
inclusionality requires a relational dynamic awareness of space and boundaries
(Rayner, 2005b) in understanding neighborhood.
In his thinking about the inclusional nature of
neighborhood Rayner (2005a) says that:
We
human beings can combine an awareness of non-local presence, through our
gyroscopic sensing of dynamic balance, with the ability to detect local
presence using our eyesight and tactile senses. Hence we come fully equipped to
develop our individual consciousness as local expressions of the larger spatial
neighbourhood in which we are immersed and of which we are dynamic inclusions,
like solutes inextricably in solution with solvent...Hence we can appreciate our
complex self-identities as loving neighbourhoods in dynamic relationship,
simultaneously both somewhere particular (local) and everywhere around
(non-local). This could just be the most profound transformation in our
conscious human comprehension of and about all time.
In
answering the question 'How can s-step research contribute to the
enhancement of civic responsibility in schools, neighborhoods, and
communities?',
in terms of the above idea of neighbourhood, I turn to the doctoral research
programme of Je Kan Adler-Collins (2007). Adler-Collins has researched his
complex self-identity as loving neighbourhoods in dynamic relationship in which
he is both transforming and being transformed in the living boundaries of
cultures in resistance. As an s-step researcher in higher education he has
developed and implemented a curriculum for the healing nurse in a Japanese
University. He examines the 'whiteness of his rightness' as he moves from a
mainly white UK culture into the culture of a Japanese University.
Drawing
on his Buddhist spirituality he brings an energy-flowing,
living standard of inclusionality, as a space creator for engaged listening and
informed learning, as an original contribution to educational knowledge.
Adler-Collins examines the demographic evidence in Japan to show that it is on
the brink of a health crisis in relation to care of the elderly. Working with
the values of civic responsibility for wellbeing in communities, Adler Collins
demonstrates how s-step research can contribute to the enhancement of civic
responsibility through an inclusional approach to neighborhood.
There is an issue of logic to understand in
explanations that are produced from a perspective of inclusionality. Most
academics produce explanations that are comprehensible with a propositional
logic that excludes contradictions between statements from theories. Other
academic produce dialectical explanations that are grounded in contradictions
in the sense of holding together two mutually exclusive opposites.
Dialecticians and propositional thinkers have a history of denying the
rationality of the other's position (Marcuse, 1964; Popper, 1963). Explanations from an inclusional
perspective use the living logics of inclusionality. By this I mean that the
relationally dynamic explanations of inclusionality can integrate insights from
propositional and dialectical explanations without denying the rationality of
either logic. This is shown in the work of Claire Formby below in an enquiry
into, How do I sustain a loving, receptively responsive educational
relationship with my pupils which will motivate them in their learning and
encourage me in my teaching?
C) Community
Another s-step researcher, Terri Austin (2001) has
focused on the contribution of her knowledge-creation in her doctoral research
programme, to the practice of community. Evidence for her focus on community
can be appreciated in the titles of her 9 chapters:
Welcoming Community: A
Personal Invitation
;
Seeking Community: A Mindful Journey
;
Uncovering Community: Treasures in the Snow
;
Offering Community: Are We There Yet?
;
Building Community: A Tangle of Boundaries
;
Leaving Community: An Unexpected Event
;
Discovering Community: Unwrapping Surprises
;
Living Community: A Grand Adventure
;
Continuing Community: A Look Forward
.
Drawing on Tannen's (1998) ideas on moving beyond an
argument culture Austin shares her knowledge-creation through a process of
enquiry into living community. In a note to the reading of her chapter on
Living Community Austin makes the points:
Note to the Reader
This
chapter begins with still another letter to you. The purpose of this note to
make sure we're still together as I draw conclusions concerning my study. I
begin by pointing out my initial assumptions, then give a brief review of my
inquiry, and next move into my present thoughts concerning community.
In
the next section of this chapter, I thoroughly discuss my two original
contributions to the educational profession. In each of my claims focusing on
my knowledge creation and construction of an alternative form of criticism, I
illustrate how I use creativity to attempt to fully live out my values.
The
chapter finishes with bringing you into the present by sharing my involvement
in two new communities. The first is a charter school where, as a co-founder, I
incorporated many facets of community learned through this inquiry. The second
community is a restructured ATRN again based on knowledge gained from this
study. Both offer new challenges in thinking about community. The chapter
concludes with a personal note to you with the hope we will continue the
community we've established through the interaction of the ideas presented in
this thesis.
In
the forming and sustaining of the Charter School in her post-doctoral enquiries
Austin had to negotiate funding with a School Board and encountered the
boundaries of cultures in resistance as she continued her practice of
community. What I find inspiring about Austin's narrative is that it
contributes to my understanding of the importance of courage and sustained
commitment in answering the question, How Can S-STEP Research Contribute to
the Enhancement of Civic Responsibility in Schools, Neighborhoods, and
Communities?
Conclusion
My response to the question has been to focus on the generation of living educational theories. The evidence in the living theories above demonstrates how s-step research has been contributing to the enhancement of civic responsibility in schools, neighborhoods and communities. The most recent evidence is in a contribution by Jean McNiff to this conference in which she accounts for her own learning with two groups of educators in South Africa, a group of teachers in Khayelitsha, a township 30 kilometres east of Cape Town, and a group of academic staff at the Nelson Mandela Metropolitan University in Port Elizabeth. McNiff (2007) has also provided an explanation for her own learning, in her story as her living educational theory, as she develops her work in South Africa and meets and responds to diverse cultural expectations.
The action reflection cycle I often use takes me to the question:
Having evaluated my answer above as an adequate response to the concern about living theories as it demonstrates their capability to engage with issues of both personal identity and power and privilege in society, I am aware that my ideas and practices are now focusing on extending the influences of living educational theories in the boundaries of cultures in resistance. One of these boundaries is being experienced in many schools in the UK.
The UK government has established a culture of testing that
has provoked resistance from professional educators who subscribe to a culture
of education in which creativity and personalised learning is valued. Each
Tuesday and Thursday evenings in Bath I meet with educators who are working in
the living boundaries of these cultures in resistance in their schools and
towards their masters degree in the University. You can access their accounts,
in which they are bringing their embodied knowledge as educators into the
academy for recognition in masters degrees, at http://people.bath.ac.uk/edsajw/mastermod.shtml
.
I am
fascinated by the possibility of enhancing our influence, as we work and
research together, through combining our voices as teacher-researchers with
other researchers in the generation and sharing of living theories. I have
found visual narratives most conducive for communicating the meanings of energy
flowing values in explanations of educational influence. For example Joy
Mounter (2007) has explained how the influences of her explanations of
educational influence in learning were enhanced by the co-creation of the
explanations with her 6-year-old pupils. You can access this enquiry on; can
children carry out action research about learning, creating their own learning
theory? at http://www.jackwhitehead.com/tuesdayma/joymounterull.htm. In the appendix two of this
enquiry you can access the video-clips on YouTube in which the six-year-old
pupils demonstrate their originality in developing their own learning theory.
I am
impressed by Claire Formby's (2007) writings on how do I
sustain a loving, receptively responsive educational relationship with my
pupils which will motivate them in their learning and encourage me in my
teaching?
http://www.jackwhitehead.com/tuesdayma/formbyEE300907.htm
. The video-data integrated within
the visual narrative has enabled the communication of the meanings of 'a
loving, receptively responsive educational relationship'. These meanings
include the non-verbal expression and experience of flows of life-affirming
energy with values. Such visual narratives enable the representations and
communication of explanations with the living logics of inclusionality. What I
mean by this is that the explanations can contain insights from propositional
and dialectical theories while communicating a mode of thought that is
appropriate for comprehending the real as rational (Marcuse, 1964, p. 105) in
terms of:
"...an
inspiring pooling-of-consciousness that seems to include and connect all within
all in unifying dynamical communion.... The concreteness of 'local object
being'... allows us to understand the dynamics of the common living-space in
which we are all ineluctably included participants."
(Lumley, 2008, p.3)
Je
Kan Adler Collins used some of the ideas of Joan Wink, his external examiner,
in his thesis. On his trip to Bath for his viva he brought three of her books
on Critical Pedagogy (Wink, 2004), Vygotsky (Wink & Putney, 2002) and
Teaching Passionately: What's Love Got To Do With It? (Wink & Wink 2003).
These books are now in the Library of the University of Bath and s-step
researchers in the masters groups I tutor have already got the copies on loan
and we are working on integrating insights from her work into our own! Through
combining voices, in enhancing the expression of loving, receptively responsive
educational relationships with our pupils, students and each other, I believe
that we will continue to strengthen the contribution that our s-step research
makes to the expression of our civic responsibility in schools, neighborhoods,
and communities. Wood, Morar and Mostert (2007) working and researching in
South Africa in the development of their living theory action research provide
evidence for the educational influence of their living theories in the exercise
of their civic responsibility in schools, neighbourhoods and communities.
I
shall end with the recognition of the importance of helping each other to
understand, through the most advanced social theories of the day, the nature of
the boundaries of the cultures in resistance that we are living in.
I
often use the following quote by Bernstein (2000) to warn me of a danger of
contributing to mythological discourses that can create an illusion of
educational transformation. In reality this kind of discourse is reproducing an
existing social formation because of a lack of engagement with the power
relations that are sustaining violations of the values of humanity:
"By creating a fundamental identity, a discourse is created which generates what I shall call horizontal solidarities among their staff and students, irrespective of the political ideology and social arrangement of the society. The discourse which produces horizontal solidarities or attempts to produce such solidarities from this point of view I call a mythological discourse. This mythological discourse consists of two pairs of elements which, although having different functions, combine to reinforce each other. One pair celebrates and attempts to produce a united, integrated, apparently common national consciousness; the other pair work together to disconnect hierarchies within the school from a causal relation with social hierarchies outside the school." (p. xxiii)
In the evidence-based analysis above I believe that I have shown how living educational theories can engage with the living boundaries of cultures in resistance to enhance the expression of values of humanity. This includes an understanding of the cultural dynamics that are resisting the expression of these values and understandings.
So, I end with the expression of a life-affirming energy that my hope can combine with your own in enhancing the flow of the living educational theories of our pupils, students, each other and others. Many thanks for the opportunity once again to share and develop ideas in our s-step forum at AERA.
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